COMPLIANCE MANAGEMENT

The Mentors Group compliance management services are designed to support organisations at every stage of their regulatory journey. From establishing a tailored compliance framework and drafting comprehensive compliance manuals, to providing regulatory filing support and developing internal policies.

The Mentors Group ensures that their clients have the structures and documentation in place to meet their obligations with confidence. We assist in setting up and auditing AML frameworks, conducting suspicious transaction reviews, and reviewing sanctions screening programmes to safeguard organisations against financial crime risk.

The Mentors Group services extend to developing conflict of interest frameworks, delivering compliance training across all levels of an organisation, and providing ongoing regulatory update monitoring so that clients remain ahead of an ever-changing legislative landscape.

Compliance Management:

• Compliance Framework Setup
• Compliance Manual Drafting
• Regulatory Filing Support
• AML Framework Setup
• AML Health Check
• Suspicious Transaction Review
• Sanctions Screening Review
• Policy Development
• Conflict of Interest Framework
• Compliance Training
• Regulatory Update Monitoring
• Document Certification